-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iu1WxOG//GfoAcmh+v7w0T5rRSxWyp4+4bhRCCn4eJSmpq1W03g9r7zKRx9ayqIV 1egAiDI3xljomX245b/vRw== 0000938492-98-000009.txt : 19980114 0000938492-98-000009.hdr.sgml : 19980114 ACCESSION NUMBER: 0000938492-98-000009 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980113 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACE SECURITY INTERNATIONAL INC CENTRAL INDEX KEY: 0000912607 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 030311630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-47985 FILM NUMBER: 98505697 BUSINESS ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 BUSINESS PHONE: 8024471503 MAIL ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NAGELBERG DAVID S CENTRAL INDEX KEY: 0000909440 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O M H MEYERSON & CO STREET 2: 30 MONTGOMERY ST CITY: JERSEY CILTY STATE: NJ ZIP: 07302 BUSINESS PHONE: 2014346199 MAIL ADDRESS: STREET 1: C/O M.H. MEYERSON & CO INC STREET 2: 30 MONTGOMERY STREET CITY: JERSEY CITY STATE: NJ ZIP: 07302 SC 13D 1 SCHEDULE 13D OMB APPROVAL OMB Number: 3235-0145 UNITED STATES Expires: August 31, 1999 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per form ....14.90 ------------------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. __)* MACE SECURITY INTERNATIONAL, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 554-335-109 - -------------------------------------------------------------------------------- (CUSIP Number) David Alan Miller, Esq. Graubard Mollen & Miller 600 Third Avenue New York, New York 10016-2097 Telephone: (212) 818-8800 - -------------------------------------------------------------------------------- Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) December 30, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box . |_| Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information that would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 Pages SCHEDULE 13D CUSIP No. 554-335-109 Page 2 of 9 Pages - -------------------------------- ------------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Nagelberg Family Trust, David and Bette Nagelberg, Trustees UA DTD September 24, 1997 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- | 7 SOLE VOTING POWER | | 0 Shares NUMBER OF |----------------------------------------------------------- SHARES | 8 SHARED VOTING POWER BENEFICIALLY | OWNED BY | 695,375 Shares EACH |----------------------------------------------------------- REPORTING | 9 SOLE DISPOSITIVE POWER PERSON | WITH | 0 Shares |----------------------------------------------------------- | 10 SHARED DISPOSITIVE POWER | | 695,375 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 695,375 Shares - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO -- See Item 2 - -------------------------------------------------------------------------------- CUSIP No. 554-335-109 Page 3 of 9 Pages - --------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) David S. Nagelberg - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- | 7 SOLE VOTING POWER | | 0 Shares NUMBER OF |----------------------------------------------------------- SHARES | 8 SHARED VOTING POWER BENEFICIALLY | OWNED BY | 695,375 Shares EACH |----------------------------------------------------------- REPORTING | 9 SOLE DISPOSITIVE POWER PERSON | WITH | 0 Shares |----------------------------------------------------------- | 10 SHARED DISPOSITIVE POWER | | 695,375 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 695,375 Shares - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- CUSIP No. 554-335-109 Page 4 of 9 Pages - -------------------------------- ------------------------ - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Bette Nagelberg - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- | 7 SOLE VOTING POWER | | 0 Shares NUMBER OF |----------------------------------------------------------- SHARES | 8 SHARED VOTING POWER BENEFICIALLY | OWNED BY | 695,375 Shares EACH |----------------------------------------------------------- REPORTING | 9 SOLE DISPOSITIVE POWER PERSON | WITH | 0 Shares |----------------------------------------------------------- | 10 SHARED DISPOSITIVE POWER | | 695,375 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 695,375 Shares - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- CUSIP No. 554-335-109 Page 5 of 9 Pages - --------------------------- ----------------------- Item 1. Security and Issuer The class of equity securities to which this statement relates is the common stock, par value $.01 per share, of Mace Security International, Inc. (the "Issuer"), a Delaware corporation, whose principal executive offices are located at 160 Benmont Avenue, Bennington, Vermont 05201 (the "Common Stock"). The percentages of beneficial ownership reflected in this statement are based upon 7,081,666 shares of Common Stock outstanding at September 30, 1997, which number has been obtained from the Issuer's filings with the Securities and Exchange Commission. Item 2. Identity and Background (a) Name: This statement is filed on behalf of (i) Nagelberg Family Trust, David and Bette Nagelberg, Trustees under agreement dated September 24, 1997 ("Trust"); (ii) David S. Nagelberg, as a trustee of the Trust; and (iii) Bette Nagelberg, as a trustee of the Trust. David S. Nagelberg and Bette Nagelberg are husband and wife. (b) Business Address: The Trust, David S. Nagelberg and Bette Nagelberg each has a business address of c/o M.H. Meyerson & Co., Inc., P.O. Box 2142, Rancho Santa Fe, California 92067. (c) Principal Business: David S. Nagelberg is principally engaged in the investment banking business for M.H. Meyerson & Co., Inc. ("Meyerson"), an investment banking firm with its offices at 525 Washington Boulevard, 34th Floor, Jersey City, New Jersey 07310. Bette Nagelberg is a private investor. (d) During the last five years, none of the Trust, David S. Nagelberg or Bette Nagelberg has been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of the Trust, David S. Nagelberg or Bette Nagelberg has been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction resulting in any judgment, decree or final order against it, him or her enjoining it, him or her from engaging in future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Each of David S. Nagelberg and Bette Nagelberg is a citizen of the United States. CUSIP No. 554-335-109 Page 6 of 9 Pages - ----------------------------- ------------------------ Item 3. Source and Amount of Funds or Other Consideration David Nagelberg and Bette Nagelberg used personal funds to fund the purchase of all of the shares of Common Stock by the Trust described below in Item 5(c). Item 4. Purpose of Transactions The Trust has acquired the securities specified in Item 5(c) of this Schedule 13D in order to obtain an equity position in the Issuer for investment purposes. The Trust, David S. Nagelberg and Bette Nagelberg may acquire or dispose of additional shares of the Issuer, but do not presently intend to do so, although this intention may change depending upon market conditions. None of the Trust, David S. Nagelberg or Bette Nagelberg has any present plans that relate to or would result in: an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; any material change in the present capitalization or dividend policy of the Issuer; any other material change in the Issuer's business or corporate structure; changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions that may impede the acquisition of control of the Issuer by any person; causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; causing a class of equity securities of the Issuer to become eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934; or any action similar to the above. Item 5. Interest in Securities of the Issuer (a) The Trust directly owns 695,375 shares of Common Stock, constituting approximately 9.8% of the shares of Common Stock outstanding as of September 30, 1997. (b) David S. Nagelberg and Bette Nagelberg, as Trustees of the Trust, may be deemed to share voting and dispositive power over the 695,375 shares of Common Stock held by the Trust. (c) On December 30, 1997, the Trust purchased 500,000 shares of Common Stock at a price of $.60 per share from Robert Gould in a private transaction. On December 31, 1997, the Trust purchased (i) 70,375 shares of Common Stock at a price of $.60 per share from Phyllis Gould in a private transaction and (ii) 125,000 shares of Common Stock at a price of $.60 per share from Jon E. Goodrich in a private transaction. (d) David S. Nagelberg and Bette Nagelberg may be deemed to share the right to receive and the power to direct the receipt of dividends from, or the proceeds from the sale of, the 695,375 shares of Common Stock held by the Trust. CUSIP No. 554-335-109 Page 7 of 9 Pages - ----------------------------- ---------------------- (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Issuer Joint Filing Agreement Item 7. Material to be Filed as Exhibits Exhibit 99.1 -- Joint Filing Agreement The balance of this page has been left blank intentionally. CUSIP No. 554-335-109 Page 8 of 9 Pages - --------------------------- ---------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 13, 1997 /s/ David S. Nagelberg ---------------------------- David S. Nagelberg /s/ Bette Nagelberg ---------------------------- Bette Nagelberg NAGELBERG FAMILY TRUST David and Bette Nagelberg, Trustees UA DTD September 24, 1997 By: /s/ David S. Nagelberg --------------------------------- David S. Nagelberg, Trustee By: /s/ Bette Nagelberg --------------------------------- Bette Nagelberg, Trustee EX-99.1 2 JOINT FILING AGREEMENT EXHIBIT 99.1 AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13D dated January 13, 1998, with respect to the ownership of Common Stock of Mace Security International, Inc. by the Nagelberg Family Trust under agreement dated September 24, 1997 ("Trust") and the indirect beneficial ownership of such shares by the undersigned as trustees of the Trust, is filed on behalf of each of us and the Trust. Dated: January 13, 1998 /s/ David S. Nagelberg ----------------------------- David S. Nagelberg /s/ Bette Nagelberg ----------------------------- Bette Nagelberg NAGELBERG FAMILY TRUST David and Bette Nagelberg, Trustees UA DTD September 24, 1997 By: /s/ David S. Nagelberg ---------------------------------- David S. Nagelberg, Trustee By: /s/ Bette Nagelberg ---------------------------------- Bette Nagelberg, Trustee Page 9 of 9 Pages -----END PRIVACY-ENHANCED MESSAGE-----